This blog post was featured on Forbes.com.
Incidents of serious misconduct such as Foreign Exchange (FX) rate manipulation and trader collusion have led to a deterioration of trust and confidence in the wholesale FX market as well as..
It was a summer afternoon and I was driving to the beach in my friend’s car, who was in the passenger seat (she didn’t particularly enjoy driving). It was an older edition Honda Civic that she had..
Faced with unprecedented regulatory scrutiny, Financial Services firms have made data quality a top priority. Most large banks now have a Chief Data Officer (CDO) as a ‘C’ level function and an..
Say “Rule 504” to Chief Compliance Officers of NY Financial Institutions and it may send chills down their spine. Recent regulatory lapses and cases involving penalties against financial..